LME会员制度和合约细则

1、London Metal Exchange - Membership CategoriesThe LME has 7 categories of membership。 Categories 6 and 7 are reserved for individual and honorary members。Access to the market is available through Ring Dealing, Associate Broker Clearing or Associate Broker members。MEMBER CATEGORYCAN ISSUE LME CONTRACTSFSA AUTHORISEDLCH MEMBER (METALS)TRADE IN RINGTRADE ON LME SELECTLMETRADING RIGHTSMAY TRADE WITH CLIENTSMINIMUM NET WORTH (STG)ANNUAL SUBSCRIPTION (Plus VAT)1 Ring DealingYesYesYesYesYesFreelyYes5m55

2、, 0002 Associate Broker ClearingYesYesYesNoYesFreelyYes5m55,0003 Associate Trade ClearingNoNoYesNoNoMay only deal with1, 2, or 4, not with each otherNo2。5m19, 0004 Associate BrokerYesYesNoNoNoFreelyYes5m45,0005 Associate TradeNoNoNoNoNoMay only deal with 1, 2 or 4No50,0001, 250会员分类签发LME合 约英国金 融监管 局FSA 授权伦敦清 算所 LCH 会员 （金属）场内交易LME SELECT 电 子 交易LME交易权 利与客户持有B类股 交易 的最小量最低净资 产（英镑STG）年费（加 增值税）1场内交易会 员是是是是是自由是25， 0005百万英镑英镑55，00022准经纪结算 会员是是是否是自由是25， 0005百万英镑英镑55,0003准交易结算 会员否否是否否只能与1、2、4交易， 不能互相 交易否5,

3、0002百50万 英镑英镑19,00044准经纪会员是是否否否自由是2， 5005百万英镑英镑45，0005准交易会员否否否否否只能与1、2、4交易否无5万英镑英镑1,2501、Ring Dealing （圈内交易会员12家）Amalgamated Metal Trading LimitedBarclays Bank PlcED F Man Commodity Advisers LimitedJo P.Morgan Securities LtdMAREX Financial LimitedMetdist Trading LtdMF Global UK LimitedNatixis Commodity Markets LimitedNewedge Group (UK Branch )Soci QtQ Gene raleSucden Financial LimitedTriland Metals Ltd2. Associate Broker Clearing( 准经纪清算会员26家)Associate broker clearing members have all the privile

4、ges of ring dealing members except that they may not trade in the ring。 They operate through the 24 hour interoffice market。 They are members of both the London Clearing House and the FSA， authorised under the 2000 Financial Services and Markets Act。ABN AMRO Clearing Bank N oV.ADM Investor Services International LimitedBache Commodities LimitedBGC Brokers LoPoBNP Paribas Commodity Futures LimitedCitigroup Global Markets LimitedCr e dit Agricole Corporate and Investment BankCredit Suisse Securiti

5、es(Europe ) LimitedDeutsche Bank AGGoldman Sachs InternationalHSBC Bank PicICAP Securities LtdInvestec Bank picKoch Metals Trading LtdMacquarie Bank LimitedMerrill Lynch InternationalMitsui Bussan Commodities LimitedMizuho Securities USA IncMorgan Stanley & Co o International picPhibro LimitedRoyal Bank of Canada Europe LimitedScotiabank Europe PlcStandard Bank PLCStandard Chartered BankToyota Tsusho Metals LimitedUBS Limited3。Associate Trade clearing （准交易清算会员 2家）Associate trade clearing members

6、 may not issue client contracts nor may they trade in the ring but they are entitled to clear their own business。Hydro Aluminium ASHunter Douglas NVAS4。Associate Broker （准经纪会员 5家）Associate broker members may issue LME contracts but are not members of the clearing house nor may they trade in the ring. Theyoperate through the 24 hour interoffice market， and are members of the FSA, authorised under the 2000 Financial Services and Markets Act.Ambrian Commodities LimitedAustralia and New Zealand Bank

7、ing Group LimitedBank of London and The Middle East plcCommerzbank AGThe Royal Bank of Scotland plc申请材料申请表，需填与兀整，并经签署5。Associate trade （准交易会员47家）have no trading rights except as clients.6，Individual member （个人会员）7，Honorary member （荣誉会员）最近一期经审计的财务报表有关公司权属、经营项目、公司结构、业务章程的详细情况由公司股东出具的未来近期不会发生变动的保证书（第1、2、4类会员适用）由两名经提名的会员赞助商出具的表示支持的签收函（第3类会员适用）负责LME业务的员工名单及报告流程资格要求遵守LME交易所守则第二部分的相关条款资本水平不低于相关要求（第1-4类会员适用）在伦敦市内或周边设立办公地点（第1类会员适用）在LME保持活跃的套保头寸持仓量（第2、3、4类会员适用）适恰的财务及商业信誉（第14类会员适用）股权要求最低B类股份数量要求：第1类会员25，00

8、0股，第2类会员25,000股，第3类会员5,000股，第4类会员2, 500股，第5、6类会员 无系统要求具备能够进行交易记录、持仓状况（第14类会员）及生成头寸报告（第1、2、4类会员）的系统第1、2、3类会员必须建立与LME配对结算系统的连接第1、2、3类会员必须建立与SWORD连接人员配备第1类会员在任何时候必须配备足够的LME场内席位人员管理要求第1类会员须具有经签署的租赁协议批准批准成为LCH会员的，及符合条件的LCH会员申请人（第4类会员不适用）经FSA授权的，并且不具有FSA限入的情形（第3类会员不适用）Becoming a member of the LMELME 合约LME合约包括三种，分别是期货(Fu tu res)、期权(Traded Opt ions)和以月度平均结算价为基准的均价交易期权合约(TAPOstraded average price options contracts).LME还提供铜、铝、锌的迷你合约(LMEminis)和在铜、铝、镍、铅、锌、锡六个商品的基础上创立了LMEX伦敦金属交易所期货 指数。此外，LME代表伦敦金银市场协会(LBMA)每日公布黄金和白银的远期利率曲线，以提升黄金和白银OTC (overthecounter) 市场透明度.期货合约(Futures)：包括铝 Aluminium、铜 Copper、铅 Lead、锌 Zinc、铝合金 Aluminium Alloy、北美特种铝合金 NASAAC、镍 Nickel、锡 Tin、钼 Molybdenum、钻 Cobal t、钢坯 St eel Billet、LMEX 指数、LMEminis期权合约(Traded Options):铝 Aluminium、铜 Copper、铅 Lead、锌 Zinc、铝合金 Aluminium Alloy、北美特种铝合金 NASAAC、镍 Nickel、锡 Tin、LMEX 指 数均价交易期权合约(TAPOs):铝 Aluminium、铜 Copper、铅 Lead、锌 Zinc、铝合金 Aluminium Alloy、北美特种铝合金 NASAAC、镍 Nickel、锡 Tin期货合约（Futures）：合约名称合约大小NONFERROUS METALS有色金属铝 Aluminium、铜 Copper

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