乐购连锁超市规范-供应商审核CHECK_LIST(doc 24).doc

Trading Law and TechnicalFood Legal Compliance AuditIssue 3.1January 2008Contents内容Audit Details 审核概要 3Audit Summary 审核小结 4Product Information 产品信息 5 1. Document Audit 文件审核1.0 Quality Management System 质量管理体系 62.0 Complaint handling and Customer Focus 投诉处理和以客户为中心 73.0 Internal Audit and Corrective Action 内审和改善措施 74.0 Pest Control 虫害控制 85.0 Preventative Maintenance and Equipment维护保养和设备 96.0 Foreign Body Controls 异物控制 97.0 Calibration 校准 108.0 Cleaning 清洁 119.0 Medical Screening 健康审查 1210.0 Water Quality 水质 1211.0 Environment 环境 132. Site Audit 现场审核12.0 Raw Materials 原料 1413.0 Packaging 包装材料 1514.0 Process Controls 加工控制 1515.0 Filling, Packing, Storage and Despatch充填，包装，存放和发货 1716.0 Personnel, Premises and Equipment 个人，厂房和设备 1917.0 Ethics 道德规范 21Audit Details 审核概要Tel No 号码: Fax No :Product Details 产品明细Products supplied 供应的产品:Previous Audit Details 上次审核情况Date of last Hymall Legal Compliance Audit:上次审核日期：无Report seen YES / NO：上次审核报告: 有 / 无： 无Key Personnel 关键人员Name & Job Title: 姓名和职位Present at Audit: 审核时是否在场Opening 首次会议Site现场Closing 末次会议Y YYYY YYYYNNYDetails & Sign Off 结果及签署Reported Date 报告日期:2008、07、07Status结果:Conditional ApprovalApproval/ Conditional Approval/ RejectedSignature签名:Score:得分 7 %A9B3C3D2E0Special Checks 其他检查YesNoBusiness license 营业执照Tax license税务登记证Hygiene license卫生许可证If applicable, QS Certificate?QS 证书（若需要）Other Certificates其他证书：_____________Does the Site have an Internal Audit System? 是否有内审系统YDoes the Site have a HACCP or equivalent? 是否建立HACCP 体系YProduct name & coding of LCA test 合法性评估产品名称及批号无Audit Summary 审核小结Company Profile 公司简介:Audit Findings 审核不符合项及发现: Critical Non-conformities 关键不符合项:无Major Non-conformities 严重不符合项:1、Minor Non-conformities 一般不符合项:1注：Product information 产品信息Items项目Information信息Product name 产品名称Specification Standard Name产品标准Ingredients 配料表Shelf life 货架期Internal Package 内包装Outer Package 外包装Storage Condition 存放条件Other information 其他信息1. Document Audit 文件审核Compliant 符合性Section 章节Non Conformance and Observations审核不符合项及发现YNNA1.0 Quality Management System 质量管理体系A Quality Management System is in place, which is maintained and regularly reviewed.已建立了质量管理体系，并定期维护和评估Quality Policy Statement exists stating intentions to produce, safe, legal, quality products.质量方针包括对产品安全，合法性和质量的承诺Quality Manual available, containing an outline of working methods and practices.建立了质量手册，包括工作方法和操作的框架。

Authorised, controlled Quality Manual.质量手册是授权的，受控的All documents, procedures and work instructions are properly authorised and of the correct version.所有的文件，程序和作业指导书都是现行的，授权的Organisational structure showing responsibility and management authority.组织结构可以明确各自的职责和权限Details of deputising cover for staff with responsibility for product legality, safety and quality.和产品合法性，安全性和质量有关的关键员工有指定的代理人Systems in place to identify and manage emergent issues.有识别和管理紧急事件的体系，保留记录Defined period of record retention. 明确记录保留的期限Alterations to records appropriately authorised.记录的变更必须得到授权。

A VBCDECompliant 符合性 Section 章节Non Conformance and Observations审核不符合项及发现YNNA2.0 Complaint Handling and Customer Focus 投诉处理和以客户为中心Customer complaints policy and procedures in place.建立了处理客户投诉的政策和程序Complaints recorded and analysed for trends.记录客户投诉并进行趋势分析Periodic reports sent to the relevant Tesco Legou Technical Manager, where appropriate.如有必要，定期将投诉报告提供给Tesco乐购的技术经理Performance indicators established relating to customer satisfaction and communicated to appropriate staff.建立了客户满意度指数，并将结果传达给相关员工Procedures in place for the management of incidents and product recall.管理风险事件的程序已建立，有产品召回程序Recall procedure tested in a manner to ensure effective operation.定期对产品召回程序进行测试，确保有效AVBCDECompliant 符合性Section 章节Non Conformance and Observations审核不符合项及发现YNNA3.0 Internal Audit and Corrective Action 内审和改善措施Internal audits undertaken to ensure safety, legality and quality are maintained in accordance with the Quality Management System.定期进行内审，以确保在该质量管理体系下生产的产品是安全、合法和符合质量要求的Audits conducted by competent auditors.内审由具有资格和能力的人执行Audits scheduled and th。